Wednesday, 1 March 2017

Court Etiquette Professional Ethics

POSTURE IN COURT

The dressing of an advocate should display sobriety.  An advocate is expected to maintain a sober and businesslike posture of dignity and seriousness.  An advocate is advised to avoid showing lack of interest from what is going on, even where the advocate is not a party to the proceedings, they should always appear interested.  An advocate should also avoid showing too much on his face, avoid making too many expressions, glee when one scores a point should be avoided or making horrified faces when one loses a point.  This is all about body language and it can be too expressive sometimes and even dangerous.  Dangerous in the sense that it can give you away therefore one should try as much as possible not to allow the court or ones opponents to read their face.  When one is examining a witness and one starts looking too happy, the witness will notice that whatever they are saying is helping the case and will begin changing their story, avoid showing any expressions, remain expressionless so that you don’t give yourself away.  The same would apply with the opponent, if you are excited and happy, the opponent is likely to notice that there is a weakness on their part and may look for an excuse to distract you to steer from that direction of questioning.  One loses control of a witness if they can read their face.  The same applies to the court, if you don’t appear confident or looking discomfited, the court will know you are not in control and it is not a good sign for one.

When one addresses the court as an advocate, one is expected to stand up not address the court while seated and as much as possible stand straight, leaning on the table is not good manners, avoid putting hands in your pockets as it is bad manners, one may get away is putting a thumb in the waist-coat pocket.  As a matter of courtesy the advocate should bow to the court as they come into court and this is a rule stated in the digest of professional ethics and etiquette.  This is restricted to members of the bar and is a show of courtesy to the professional colleagues on the Bench. 

The advocate should sit down whenever a colleague shoots up to address the court either in objection or interjection, it is not good professional manners for two advocates to be on their feet at the same time.

The other rule of etiquette requires that advocates should never abandon the Judge or Magistrate who is sitting in open court and particularly a Judge who is sitting robbed.  If one is the last advocate sitting in court, one should not just get up and go so long as the court has not finished its business.  If the Judge is dealing with matters where parties are not represented by counsel and one is the last counsel they should wait – this is called dressing the court, to keep the colleague on the bench company.  If one must go, courtesy would require that one stands up and asks the court for permission to leave,  as a matter of practice most of the Judges and Magistrates who know about the rule will excuse, there is no penalty if one leaves but proper manners require that one stays.

When an advocate is wearing robes, they should not carry a briefcase or any other kind of bag.

MODES OF ADDRESS

Language of Addressing the Court


My Lord and My Lady are proper titles for the judges of the High Court and the Court of Appeal.    Your honour is the proper title for a Magistrate of whatever rank irrespective of gender and for Court Registrars who are basically magistrates. 

How should one address a person heading a tribunal?  If he is a Magistrate or Judge he should be addressed normally as your honour or My Lord if the person is not a judicial officer they should be addressed simply as Mr. Chairman, the Chair, or Chairlady or simply sir or madam.  

Please note that my lord and my lord is used when one is effectively calling the Judge his official name.  Your Lordship/Ladyship is a substitute for when the Judge is addressed as you.  The rules of etiquette demand that the Judge should never be addressed as you simply your Lordship/Ladyship.  Similarly the rules require that a Judge should never be referred to as him or her and it has to be her Ladyship or his Lordship.  Where one is supposed to call the Judge sir/madam you use your Ladyship/Lordship.  It is considered disrespectful to refer to a Judge otherwise. 

Your honour serves for both Lordship/Ladyship but generally to avoid getting confused by the use of these terms particularly when referring to him or her it is advisable to refer to the court as court i.e. tell the court instead of tell your ladyship/lordship.

With respect to other advocates it is courteous to refer to fellow counsel as learned friend.  Indeed one is expected to use the term every time they refer to learned friend.  The word Learned is also used to refer to Judges and Magistrates i.e. the Learned Magistrate or Learned Judge particularly on appeal when one is preparing memorandum of appeal attacking the decision of a lower court it is advisable to refer to them as Learned Magistrate or Learned Judge including when arguing the case, refer to them always as Learned Magistrate erred etc.  Be careful to use this term only when referring to qualified advocates, don’t assume that every court official or every person involved in the court process should be referred to as learned, a prosecutor who is not an advocate does not qualify to be called as such

Courtesy requires that advocates involved in the same matter should always introduce each other to the court.  Normally it is the senior advocate who introduces the other advocates in a matter and it is therefore useful for an advocate to take the trouble to establish who is acting for the other side and what their names are so that when the matter is called out, only one advocate rises to answer and introduces the other advocate.  Senior advocates take the trouble when they show up in court to find out who is acting for the other side.

Generally advocates should avoid asking the court a direct question, just the way they should not address the Judge as you, they should avoid asking a court a direct question as it is contrary to court etiquette.  The advocate is expected to be a member of polite society and for that reason the advocate is supposed to ask indirect questions.  One may want the court to adjourn the matter at some point, but one cannot just stand up and as “can we adjourn now?”  one can always stand up and “wonder if it would be right to adjourn at that moment, or … hate to trouble the court but can the matter be adjourned?”  don’t ask a direct question, this is geared towards avoiding a conflict with the court, or simply do not irritate the court!

One should always seek the permission of the Judge/Magistrate, one should not just start doing things in court but should ask permission for what they want to do, if one wants to call a witness, approach a witness or approach the bench, ask for permission.  The Judge or Magistrate is the ultimate authority in court and it is a matter of courtesy to get his permission to whatever an advocate is about to do.  It is acceptable therefore to use the term, may it please your lordship/ladyship/your honour whenever one rises to address the court after their matter is called out ‘if it pleases you my Lord/Lady or if it pleases the court.  Please note that when standing to address the court for the first time you have to seek permission and use the terms for the purpose.  An advocate should make a point of thanking the court for just about everything, therefore one should get to use terms such as ‘much obliged’ most grateful ‘thank you’ so be it’ ‘very good’.  These terms should be used when the court interrupts one or criticizes one or makes a ruling or gives directions.

An advocate should always stick to the formal language or the standard language in the sense that the Advocate should avoid slang or colloquial language and also abbreviations it does not reflect seriousness on ones part and it is not dignified.

PROFESSIONAL CONDUCT:
There is an article by Bosire J. on professional conduct and in the article he likens an advocate to a High Priest of the Old Testament.  It is noteworthy that a person had to be morally upright to serve in the Temple and that is what is expected of an advocate, a person without blemish morally or personally.  They are expected to maintain this moral uprightness throughout in their dealings with their clients.  There are rights of the clients which an advocate must strive to protect.  There are rights of the opposite party which the advocate is expected to respect and therefore not trample upon.  The advocate is expected to have the appropriate training law degree etc and at the same time to possess essential qualities and professional techniques  of dealing with a wide spectrum of legal problems that he is asked to handle from time to time.  The advocate is neither a businessman nor a person with merchandise to sell at the market place. His knowledge, practical skills and techniques are to be used in offering a service to others.  The advocate’s position is a peculiar one and for that reason he is granted the monopoly to provide legal services at a fee.  Because of this Monopoly and the peculiar position he occupies, clients, colleagues depend on the advocate to handle their matter to their advantage.  He is therefore expected to do his utmost but within the law and the rules of procedure to ensure that he fulfils his clients expectations and in so doing he is obliged to conduct himself in such a way as to justify the special position he occupies and secondly to justify the confidence that society has bestowed on the legal profession.

STANDARDS OF CONDUCT
Professional Ethics is concerned with balancing the official ideology and goals of the legal profession and the personal ambitions and aspirations of the individual members of the legal profession.  Very often the interests of the individual members conflict with the ideology of the profession.  Most people get into the profession to make money so how do they balance this with the ideology of the profession which may be an obstacle to these aspirations.  It is a need to strike a proper balance that makes it necessary to establish a code of ethics and standards of conduct and the disciplinary procedures to supervise the conduct of members in order to avoid a departure from the declared ideology.

Professional conduct refers to the conduct, character and behaviour befitting a member of the profession i.e. conduct which reflects the very dignity and integrity of the profession.  Most of the rules of conduct are based on common sense and elementary principles of honesty and decency.  Conduct which goes against these rules is either professional misconduct or unprofessional conduct. 

Professional misconduct amounts to a disciplinary offence and is the more serious of the two and amounts into drastic action being taken against the offending advocate.  Conduct such as embezzling client’s money or failing to file court papers after being instructed.  Offences which are likely to lead to the advocate being struck from the role, suspended from the role or fined.  Professional misconduct includes professional incompetence which is detrimental to the administration of justice and which tends to bring the profession into disrepute.

Unprofessional conduct is of a lesser effect and does not amount to a disciplinary offence yet it is conduct which is not approved and which is considered reprehensible.  Punishment for this if at all is generally mild and in some cases there is no punishment at all.  It covers among other things breach of etiquette is basically the breach of good manners like failing to inform a client the progress of this matter falls into this category, being rude to fellow counsel is a breach of etiquette and is unprofessional conduct.  It also covers conduct outside the profession for example it is reprehensible for advocates to keep the company of prostitutes for example or to engage in business which are not considered to be morally acceptable.  The argument or rationale is that the profession must be manned by people whose integrity is beyond reproach.

For the purpose of discussing these rules of professional conduct, they are split into a number of categories

Advocates obligations to clients
Obligations to other advocates
Obligations to court

Obligations to the Client:

Competence:
The objective of requiring this qualification is so as to ensure the persons admitted to the bar are academically qualified to deal with the rigours of law practice, but it does not only cover academic qualifications but goes beyond this.  One may be academically qualified but be incompetent in other respect like lack of time to devote to a client’s case resulting in substandard service to the client.  There are certain rules which are intended to avoid such an eventuality.  An advocate who is duly qualified academically and professionally and who holds himself as ready to practice is entitled to practice so long as he is not employed in another full-time occupation other than practice.  Engagement in other full-time occupations is destructive and it compromises on the advocate’s competence.

As a general rule a practising advocate should not carry on any other profession or business or be an active partner in or as a salaried official or servant in connection with any other profession or business.   One may not work in a financial business earning a salary or other payments.  It is permissible to be an ordinary director of a company of good standing carrying on business which is free from anything derogatory.  He should however be a Managing or Executive director of any such business as this is a full time job that robs him of time to handle clients affairs.  He may be chairman of a public or private company provided his duties are not of an executive nature. 

An advocate should not act directly or indirectly as any of the following

1.                  Professional Accountant;
2.                  An Actuary
3.                  An Engineer
4.                  A Surgeon
5.                  Insurance Broker
6.                  Architect
7.                  Estate Agent
8.                  Auctioneer
9.                  Scientific consultant
10.              Land Agent
11.              Employee of any person acting in those capacities

He should not be

(a)                Practising Doctor
(b)               Officer of Regular Army
(c)                Full-time civil servant
(d)               Legal Adviser to a company at a salary; or
(e)                Secretary to an incorporated society of professional persons at a salary.

Advertising is prohibited, the rationale being that advertising or solicitation is likely to undermine the standards or likely to mislead the public.  The profession would rather let the competence be the deciding factor in attracting clients, if one is good in a particular area of the law, word will spread and one gets clients.  The assumption is that those who are inclined to advertise are not always the best as when one is the best they don’t go and announce themselves to the world.  This rule against advertising requires that an advocate should not practice if he appears on television or in advertisement for a daily newspaper or has his photograph published in various periodicals as part of an advertisement for a commercial product.  An advocate should not appear in any of these.



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